Regulators such as the BC Securities Commission (Commission) are becoming more aggressive and being granted broader powers by the Legislatures and the Courts virtually every other month. We take pride in having resolved many cases against regulators in the areas of securities fraud, breach of duty, compliance failures, and the increasingly prevalent prosecutions for failure to cooperate with the investigation. Be it the BC Commission, the Securities and Exchange Commission (SEC) in the US, the Canadian Investment Regulatory Organization (CIRO), or the BC Financial Services Authority (BCFSA) our strategy is simple and it works: we defend our clients tenaciously and creatively.
Veinotte Mittal Litigation prides itself in having successfully resolved many cases involving alleged fraud, compliance failures, breaches of cease trade orders, and other regulatory and civil matters without the necessity for a hearing or trial, by developing an appropriate strategy and tactics at the outset to bring the dispute to a favorable close.